Governance, Risk & Compliance (GRC) – Finveritas

Governance, Risk & Compliance (GRC)

AML/CFT Frameworks

End-to-end AML program design and implementation.
Risk-based transaction monitoring system
Screening, STR filing, and sanctions testing.
KYC/CDD/EDD framework development.
Independent AML audits and remediations.

Regulatory Compliance & Risk Assessment

Regulatory gap analysis and control mapping.
Governance structure review.
Third-party risk and outsourcing framework.
Periodic risk registers and heatmaps.
Regulatory horizon scanning and license renewal support.
Fraud Risk Management

Internal Audit & Forensic Reviews

Internal audit planning and execution.
Control testing, exception reporting, and walkthroughs.
Forensic audit for fraud and financial misconduct.
Whistleblower mechanisms and evidence preservation.
Board-level reporting and recommendations.

Crypto-Asset Compliance

Policy development for VASPs and crypto wallets.
Compliance with VARA, MiCA, FATF Travel Rule.
KYT (Know Your Transaction) tool selection and integration.
Blockchain analytics and transaction tracing.
isk scoring model development for digital assets.

Policy & Procedure Review

Review and drafting of all regulatory and operational policies.
Board charter, code of ethics, HR, AML, IT, etc.
Alignment with ISO standards and regulator guidelines.
Department-specific procedures and manuals.
Version control and document management structure.

Regulator Inspection Readiness

Pre-inspection mock drills and documentation reviews.
Gap identification and corrective action planning.
Liaison with regulator teams for coordination.
Staff coaching on regulatory interviews.
Remediation support post-inspection.

About Us

Welcome to Finveritas Consulting — Your Trusted Partner in Financial Intelligence and Innovation. At Finveritas, we specialize in simplifying complex financial and operational challenges, empowering businesses to thrive with confidence.

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